Mr. Swain has over 30 years of financial services experience in the Capital Markets through sales and trading activities for several Global Wealth firms, including Bear Stearns, Citigroup, Morgan Stanley, and Alliance Bernstein. He managed both Institutional and Private Client assets.
In 2008, Mr. Swain became the CEO of a publicly-traded technology company and led its turnaround. This experience improved his skills to run a company, raise capital, deal with regulatory agencies and develop growth strategies.
He developed a proficiency to help the growing needs of small public and private companies and family run businesses. His strategic thinking has enabled him to become the trusted advisor to many high net worth individuals, endowments, and families seeking advice for wealth creation, protection and transfer. Services for these clients include advisory work, asset allocation, financial/business modeling, capital formation, debt and equity financing, talent acquisition, and business development strategies.
Mr. Swain graduated New York City's prestigious Stuyvesant High School then received a BA in psychology from Syracuse University. He has 2 wonderful children, Alex and Ian, and a long term partner, Jane. He currently resides in Pompton Lakes, NJ and is an avid tennis player, outdoorsman and fitness enthusiast.